Senate Mulls I-Bank Regulation

Current and former SEC commissioners offer ideas on how to look after the industry.

May 12, 2008

Last week's Senate hearing on regulation of investment banks by the Securities and Exchange Commission will likely spark further discussion in coming months on how regulatory oversight of investment banks should be handled. Harvey Pitt, the former chairman of the SEC who is now CEO of consulting firm Kalorama Partners, tells IDD that SEC regulation has been effective up to this point, but he believes improvements can be made.

The full article is available to IDD Magazine subscribers only

Already a print subscriber? As a print subscriber, you are entitled to online access. Please click here to activate your account.